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FINMA Enforcement

When financial services providers encounter regulatory issues, criminal offences, or IT incidents, we assist these clients by conducting internal investigations to establish the facts of the case. We also help in preparing reports to be submitted to FINMA or other supervisory bodies, as well as during enforcement proceedings that may be initiated by FINMA.

News Banking & Finance

Act on the Transparency of Legal Entities and revised Anti-Money Laundering Act – entry into force confirmed for 1 October 2026

In a communication dated 12 June 2026, the Swiss Federal Council confirmed that the revised Anti-Money Laundering Act (“AMLA”) and the new Federal Act on the Transparency of Legal Entities...
12 June 2026

GILW26 | Banking Outsourcing in the Digital Age: Managing Risks and Regulatory Challenges

As part of Geneva International Legal Week (9-11 March, Geneva), Borel & Barbey is pleased to host a dedicated side event addressing one of the most strategic and scrutinised topics...
16 February 2026

No Duty to Return Retrocessions in Execution-Only Banking Relationships

Published today, the Swiss Federal Supreme Court’s decision of 12 January 2026 provides for a much-awaited clarification on the treatment of retrocessions in execution-only banking relationships. The Swiss Federal Court...
13 February 2026