Skip to main content

FINMA Enforcement

When financial services providers encounter regulatory issues, criminal offences, or IT incidents, we assist these clients by conducting internal investigations to establish the facts of the case. We also help in preparing reports to be submitted to FINMA or other supervisory bodies, as well as during enforcement proceedings that may be initiated by FINMA.

News Banking & Finance

GILW26 | Banking Outsourcing in the Digital Age: Managing Risks and Regulatory Challenges

As part of Geneva International Legal Week (9-11 March, Geneva), Borel & Barbey is pleased to host a dedicated side event addressing one of the most strategic and scrutinised topics...
16 February 2026

No Duty to Return Retrocessions in Execution-Only Banking Relationships

Published today, the Swiss Federal Supreme Court’s decision of 12 January 2026 provides for a much-awaited clarification on the treatment of retrocessions in execution-only banking relationships. The Swiss Federal Court...
13 February 2026

FINMA has published Guidance 01/2026 on the custody of crypto-based assets

On 12 January 2026, FINMA published Guidance 01/2026 on the custody of crypto-based assets, setting out supervisory expectations aimed at strengthening client and investor protection in Switzerland’s growing crypto market....
13 January 2026